Internal Audit Supervisor - $100 130K

16 Jun 2024

Vacancy expired!

Internal Audit Supervisor -

$100 – 130K

El Monte, CADirect Hire

Job ID 2022-7410 We are looking for an

Internal Audit Supervisor. This is a direct hire opportunity and is onsite in El Monte, CA This position responsible for overall issues management of the assigned business areas and regulatory issues. This includes supervision of the execution of assigned issues, including issue tracking, follow-up, and remediation validation. The position is responsible for internal stakeholder management and the supervision of and accountability for the quality of and judgment calls in audit issues management work.

Qualifications:
  • BA/BS in accounting, business, finance, or related field.
  • 5+ years of experience in internal or external audit, IT Audit, or risk management experience, including management.
  • Oral, written, and analytical skills with demonstrated ability to deal effectively with all levels of management.
  • Strong understanding of internal control theory and audit techniques, and a good understanding of computer assisted audit techniques.
  • Strong understanding of internal control theory and audit techniques and Project management.
  • Familiarity with US regulatory, compliance and governance.
  • Experience with the financial industry and related markets (e.g., Consumer Banking, Consumer Lending, Wealth Management, Capital Markets, Commercial Loans, Trade Services, Payment Operations, Fund Services etc.).
  • Demonstrated proficiency in technology as required for assigned areas (MS Office, audit data analytics, etc.).
  • Knowledge of issues management, including testing and evaluating processes and controls, risk assessment and audit methodology.
  • Certifications: CIA, CPA, CFSA, and/or CISA or in progress are a huge plus.

Responsibilities:
  • Prepares high level flowcharts or control narratives, risk assessment and audit program of the audit area/function/department to determine the nature of the operations and the existence of sufficient internal controls used to achieve established objectives and minimize the risk exposure to the Bank.
  • Reviews, verifies, and analyzes transactions, documents, records, and reports for accuracy, completeness, and appropriateness.
  • Evaluates the adequacy and effectiveness of internal control methods, policies, and procedures.
  • Determines that duties are performed in accordance with company policies, operating procedures, other management instructions, and regulatory requirements.
  • Determines that transactions are recorded promptly and accurately.
  • Determines that assets are safeguarded adequately.
  • Conducts interviews with appropriate Company personnel to supplement assigned audit test.
  • Prepares professional work papers including supporting documentation for each audit issue identified.
  • Plans the audit including development of the risk assessment, high level process flows, internal control documentation, and the audit program.
  • Assigns segments of the program to assisting auditors.
  • Oversees staff assignments to ensure completion within established time budgets.
  • Immediately informs the Chief Internal Audit and/or Audit Manager of any conditions that may adversely impact the audit or the Company’s safety and soundness.
  • Reviews work papers prepared by assisting auditors for accuracy and completeness.
  • Prepares Exit Grid with findings and recommendations for the review and approval of the Audit Manager and Chief Internal Auditor.
  • Presents audit findings to management in Exit meeting.
  • Prepares draft audit reports for the review and approval of the Audit Manager and Chief Internal Auditor.
  • Performs follow up to determine the existence and adequacy of corrective actions taken by management in response to audit recommendations.
  • Develops good working relationships with auditees and collaborates with auditees during the audit process.
  • Validate issues by evaluating effectiveness and sustainability of remediation of issues.
  • Review and provide feedback on new issues with audit teams as they are being developed,
  • Review and provide feedback on issue closure package submissions with lines of business.
  • Escalate to management risks to remediation timelines.
  • Support management by generating various metrics reports for senior management and board level committees.
  • Identify potential risk, including awareness of risks both within span of control as well as enterprise wide.
  • Report results in an effective and timely basis, leading to appropriate remedial action and ongoing management of risk.
  • Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations

About the ClientOur client is one of the largest commercial banks in Southern California.

About Solugenix For over 50 years, Solugenix has been a global technology development and services firm with locations in California, Arizona, India, and the Dominican Republic. As a pioneer in Professional Staffing and IT Consulting, we have partnered with some of the biggest global corporations across many industries. Our history was built on a foundation of partnerships with global brands like McDonald’s, Microsoft, CIT Group, Johnson & Johnson, Herbalife, Sony Pictures Entertainment, and many others who look to Solugenix to be their trusted partner in providing professional staffing, non-IT, and IT solutions.We live our core values in everything that we do, starting with “doing the right thing” for our employees/contractors and “committing to client success.” This is a big part of how we continue to make lists like “2019 Forbes Small Giants”. We also forge strategic partnerships with vendors and Corp-to-Corp candidates (C2C) that share our core values and encourage you to partner with us.In addition to generating ground-breaking, industry-defining solutions for our clients and our own projects, we partner with clients with whom we share core values and a common professional culture to help them find talent for their valuable opportunities. At Solugenix, we invest in the personal development and growth of every individual. While this is a position with one of our esteemed clients, Solugenix will continue to invest in your personal growth and development, providing you with a successful career as well as ensuring client success.

  • ID: #43099236
  • State: California Elmonte 91731 Elmonte USA
  • City: Elmonte
  • Salary: $100,000 - $130,000
  • Job type: Permanent
  • Showed: 2022-06-16
  • Deadline: 2022-07-24
  • Category: Et cetera