Document Processor (Financial)

29 Mar 2024

Vacancy expired!

BCforward is Looking for Individuals in the Financial Industry for a Contract Opportunity with Our Top Tier Banking Client!

We would love to talk to you if you are looking to start or advance your career in the banking sector! Our client is a premier financial institution, looking for individuals who are motivated to perform and gain valuable experience.

If interested, please review our job details below and get back to us as soon as possible- This is an urgent need.

Job Title: Document Processor

Expected Duration: 6 Months

Location: Newark, DE 19713

Responsibilities

  • Review and interpret client executed documentation related to brokerage account maintenance
  • Perform suitability updates/maintenance based on client and/or business partner instructions
  • Research client documentation to ensure suitability is documented accurately (FINRA Rule 2111 / SEC 17A3)
  • Perform authentication to ensure instructions are provided by authorized account holder/contact
  • Identify and prefill documentation for distribution to client for review/execution
  • Take ownership to diligently maintain outlined policies and procedures
  • Serve as the first line of defense for escalations where needed
  • Assist with team projects and initiatives
  • Run basic reports (trend analysis, production reports)
  • Review metrics and take actions accordingly
  • Promote a controls environment to mitigate risk
  • Perform verification for work processed by team members to identify/resolve data issues
  • Investigate opportunities to reduce costs, provide automation, and analyze fluctuations in key metrics

Skills & Capabilities

  • Strong analytical and problem-solving skills
  • Growth mindset - able to take feedback and use it for growth and development; continuously learning
  • Detail oriented and accurate
  • Task management and prioritization
  • Strong verbal and written communication
  • Strong teamwork and leadership skills
  • Ability to think creatively and recommend/implement process improvements
  • Foundational knowledge of the financial industry and products applicable to the role
  • Intermediate knowledge of
  • Business processes and procedures
  • Risk Management & Controls
  • MS Office applications - specifically Outlook, Excel, and Word
  • Business applications and workflows

www.BCforward.com

www.facebook.com/bcforward

This posting is not an offer of employment. All applicants must be authorized to work in the United States and willing cooperate with a background check and drug screen, to the extent permitted by federal and local laws up to, and including, both criminal and financial reviews. The submission of intentionally false or fraudulent information in response to this job posting shall render the applicant ineligible for the position. BCforward is an equal opportunity employer. Any subsequent offer of employment shall be considered employment at will regardless of the anticipated assignment duration.

Interested candidates please send resume in Word format Please reference job code 199076 when responding to this ad.

  • ID: #49581704
  • State: Delaware Newark 19711 Newark USA
  • City: Newark
  • Salary: USD TBD TBD
  • Job type: Contract
  • Showed: 2023-03-29
  • Deadline: 2023-05-27
  • Category: Et cetera