Vacancy expired!
- Develop and maintain an in-depth understanding of the compliance function and mitigating controls to address compliance risk across the Bank
- Execute audit testing and coordinate with team members to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
- Identify risks, assess mitigating controls, and make recommendations on improving the control environment
- Prepare commercially effective audit conclusions and findings and present to GA senior management and business clients
- Follow-up on open audit findings and their resolution and execute validation testing for regulatory findings
- Participate in department-wide initiatives aimed at continually improving GA’s processes and supporting infrastructure
- Experience in a professional or internal audit role within the financial services/banking industry or a related control function and degree educated
- Understanding of financial concepts and/or operations related to corporate and investment banking, asset & wealth management, private and retail banking, specifically from a compliance perspective
- Knowledge in any of the following areas: Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Federal Reserve System (Fed); Federal Deposit Insurance Corporation (FDIC); Financial Crimes Enforcement Network (FinCEN); Financial Industry Regulatory Authority (FINRA); Office of the Comptroller of the Currency (OCC); Consumer Financial Protection Bureau (CFPB); National Association of Insurance Commissioners (NAIC); National Futures Association (NFA)
- Knowledge of compliance, regulatory risk and/or conduct risk management functions within a financial/banking institution or other organization operating in the financial services/banking industry including government & regulatory affairs, corporate governance, and operational risk management
- Relevant certification or industry accreditation (e.g. CPA, CFA, CIA, NASD Series)
- We offer competitive health and wellness benefits, empowering you to value life in and out of the office
- Active engagement with the local community through client’s specialized employee groups
- An environment that encourages networking and collaboration across functions and businesses
- ID: #21704148
- State: Florida Jacksonville 32099 Jacksonville USA
- City: Jacksonville
- Salary: Depends on Experience
- Job type: Permanent
- Showed: 2021-10-25
- Deadline: 2021-12-18
- Category: Et cetera