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- Serving as the Compliance Conflicts representative in the International Private Bank (IPB) Conflicts of Interest program
- Advising and consulting IPB’s Trust and Custody businesses on relevant laws, regulations, firm policies and procedures. Researching the applicability of relevant state and federal laws
- Coordinating the implementation of regulatory reform initiatives with business risk
- Supporting regulatory exam requests and inquiries. Conducting compliance risk assessments and compliance targeted reviews
- Monitoring business activities for compliance with key regulations. Assisting with the content, implementation and delivery of compliance training
- Assisting with the completion of monthly reporting as well as providing support to the local office as needed on projects and initiatives
- Serving as the Compliance Conflicts representative in the International Private Bank (IPB) Conflicts of Interest program
- Advising and consulting IPB’s Trust and Custody businesses on relevant laws, regulations, firm policies and procedures. Researching the applicability of relevant state and federal laws
- Coordinating the implementation of regulatory reform initiatives with business risk
- Supporting regulatory exam requests and inquiries. Conducting compliance risk assessments and compliance targeted reviews
- Monitoring business activities for compliance with key regulations. Assisting with the content, implementation and delivery of compliance training
- Assisting with the completion of monthly reporting as well as providing support to the local office as needed on projects and initiatives
- Bachelor’s degree required, preferably in Finance, Business or Accounting; JD preferred
- Experience, preferably in Private Banking/ Wealth Management with some relevant expertise covering trust and custody, law experience will be considered
- Experience working in Compliance or a similar financial services risk management function a strong plus
- An understanding of the legal and compliance issues of complex banking organizations
- Excellent Excel and PowerPoint skills
- Managing the independent oversight of the IPB Customer Complaints process
- Provide leadership for the Compliance Team in Jacksonville and serve as the main point of coverage for the Miami and Jacksonville offices
- Providing additional compliance support, as needed, for Coverage businesses, including relationship and investment management
- ID: #22274240
- State: Florida Jacksonville 32099 Jacksonville USA
- City: Jacksonville
- Salary: Depends on Experience
- Job type: Permanent
- Showed: 2021-11-06
- Deadline: 2022-01-03
- Category: Et cetera