Corporate Compliance Analyst

09 Aug 2024

Vacancy expired!

Corporate Compliance AnalystSalary: $65k-$80k + 10% BonusLocation: Hybrid role 2 days in-office, 3 days remote in either locationChicago, IL / Dallas, TX

Responsibilities
  • Assist in the facilitation and execution of the Conflicts of Interest program, including on-boarding of new employees, training of new and seasoned employees, and the monitoring of employees for violations of the Conflicts of Interest Monitoring Procedure. This may include, but is not limited to, disclosures, trading activity, waivers, questionnaires, escalations, and the issuance of violations
  • Assist in the facilitation of the company Code of Conduct and Contractor Code of Conduct programs, including training of new and seasoned employees/contractors
  • Assist in the facilitation and execution of the Policy Governance Policy program, including, but not limited to, pre-publishing review, regulatory documents review, monitoring for overdue PGP documents, conducting training and monitoring, reporting, escalation, and the issuance of violations

Qualifications
  • 1+ years of experience, preferably in an audit, compliance, enterprise risk, legal or related consulting function
  • Microsoft Office Proficiency including advanced Excel, PowerPoint and Word
  • Familiarity with compliance training and policy and procedure governance
  • Understanding of the role and importance of policies and procedures within the organization
  • Strong analytical skills with the ability to apply judgement to provide efficient and effective solutions, and to analyze all collected data to garner useful results
  • Excellent written and oral communication skills and the ability to interact with various departments to successfully collect needed information
  • Ability to adapt quickly to changing priorities, environment constraints, and project deadlines
  • Ability to manage multiple efforts concurrently
  • Familiarity with policies and procedures within an organization
  • Experience identifying process improvements
  • Experience in project planning and reporting results
  • Experience managing multiple projects simultaneously
  • [Preferred] Bachelor's Degree strongly preferred
  • [Preferred] Archer, Schwab Technology Solutions and/or PolicyTech experience

  • ID: #44727372
  • State: Illinois Chicago 60290 Chicago USA
  • City: Chicago
  • Salary: $65,000 - $80,000
  • Job type: Permanent
  • Showed: 2022-08-09
  • Deadline: 2022-10-07
  • Category: Education/teaching