Senior Regulatory Consultant

14 Nov 2024

Vacancy expired!

Senior Regulatory ConsultantWolters Kluwer GRC division is seeking a Senior Regulatory Consultant to work within our Advisory Services Group.The Advisory Services Group offers consulting services to financial institutions and financial technology firms to provide the expertise necessary to compete and thrive in today’s challenging regulatory environment. Our consultants combine innovative thinking with our unrivaled first-hand industry knowledge to offer our clients a wide array of consulting services in the financial services industry.As a Senior Regulatory Consultant, you will support the provision of consulting and advisory services to assist clients in their efforts to meet legal and regulatory responsibilities, including compliance with federal financial consumer protection laws, as well as Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and Office of Foreign Assets Control (OFAC) requirements.Essential Duties and ResponsibilitiesResponsible for assisting with planning, coordination, and fulfillment of client engagements

Ability to work independently and collaboratively with financial institution clients to identify weaknesses and gaps, improve processes, analyze data, and to communicate observations, findings and recommendations

Perform consulting and advisory services, including examination preparation, remediation of regulatory issues, development of compliance policies and procedures, assessment of Compliance Management System (CMS), compliance risk assessments, fair lending program reviews and risk assessments, and BSA/AML independent reviews

Perform transactional testing in support of CMS reviews and other compliance and fair lending review activities

Knowledge of related regulatory requirements applicable to financial institutions including new developments and updates and an ability to engage in related team and customer discussions

Maintain flexibility to adapt to changing priorities to meet business needs while maintaining strong attention to detail

Understand client’s general business and technology environment, and work with team members to recommend and implement solutions

Assist and support in the generation of formal reports and other deliverables

Minimum QualificationsBachelor’s degree in Business, Economics, Finance or related field

Minimum of ten years’ experience working in a compliance-related role in a financial institution environment, financial regulatory agency, or as a consultant specializing in compliance

Preferred QualificationsExperience working in a consumer compliance, BSA/AML, fair lending, and CRA compliance role

Ability to monitor, interpret and clearly communicate regulatory changes

Experience leading and delivering consulting services or conducting bank examinations

Additional Skills, Knowledge and AbilitiesStrong written and verbal presentation, reporting and meeting facilitation skills

Strong analytical, reasoning, troubleshooting, and team-based problem-solving skills

Ability to work both collaboratively with team members and autonomously on multiple projects

Understanding of legal ethics and the ability to use good judgment and discretion, including confidentiality

Ability to analyze information, formulate conclusions, and communicate information effectively in both written and oral formats

Strong customer services skills and the ability to manage client relationships, analyzing and communicating customer needs and requirements

Strong time management skills, ability to establish priorities and meet critical deadlines

Ability to clearly document client operational and compliance processes

Expert user of Microsoft Office tools including Excel, Word, and PowerPoint

Desired CertificationsCertified Regulatory Compliance Manager (CRCM)

Certified Community Bank Compliance Officer (CCBCO)

Certified Anti-Money Laundering Specialists (CAMS)

TravelThis is a full-time position that may include significant US travel, approximately 30 to 60 percent depending on the project and phase, work may be completed at client sites or remotely from home office. Currently, COVID-19 travel restrictions are being followed until further notice.EQUAL EMPLOYMENT OPPORTUNITYWolters Kluwer U. S. Corporation and all of its subsidiaries, divisions and customer/business units is an Equal Opportunity / Affirmative Action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or protected veteran status.

Full-time
  • ID: #22771530
  • State: Illinois Riverwoods 00000 Riverwoods USA
  • City: Riverwoods
  • Salary: USD TBD TBD
  • Showed: 2021-11-14
  • Deadline: 2022-01-13
  • Category: Et cetera