Corporate Actions Generalist

Depository Trust
Jerseycity, NJ
27 Sep 2024

Vacancy expired!

About this Opportunity Perform all routine and complex functions associated with the announcement and processing of corporate action events and handle exception processing as appropriate within guidelines defined by the management team

About DTCC: With over 40 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating facilities and data centers around the world, DTCC automates, centralizes, and standardizes the processing of financial transactions across the trade lifecycle and mitigates risk for thousands of institutions worldwide. At DTCC we value on our clients' interests and partner to deliver superior results with excellence and innovation and lead with integrity. We proactively develop your potential and invest in your career.

What You'll Do
  • Reviews routine and complex offering documents to resolve terms and conditions of event with subsequent verification with Agent and/or Issuer
  • Participates in conference calls with internal and external parties (i.e. Issuers, Counsel, Exchanges and other Securities Depositories) related to operational logistics prior to the commencement of an event (may involve the receipt and review of "pre-publication" confidential event documents)
  • Ensures strict adherence to procedures and critical time frames (e.g., event creation and offer availability SLA's, expirations and balancing)
  • Assist management on automation/product development functions and in system testing as needed
  • Responsible for supporting the department in adherence to AML/BSA policies and procedures as set-forth by various regulatory bodies
  • Prioritize and coordinate work plans which include multiple manual tasks with time critical deadlines requiring the ability to multi-task and pay attention to detail
  • Maintain a dedicated focus on meeting the needs/requests of our clients; including responding to client inquiries timely and accurately (in line with departmental benchmarks/metrics), and in resolving, and/or raising problems promptly.
  • Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately
  • Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; raises appropriately

Qualifications
  • Minimum of 4 years of related experience
  • Bachelor's degree preferred with Masters or equivalent experience Non-bulleted content about role/team

  • ID: #20329177
  • State: New Jersey Jerseycity 07310 Jerseycity USA
  • City: Jerseycity
  • Salary: USD TBD TBD
  • Job type: Permanent
  • Showed: 2021-09-27
  • Deadline: 2021-11-24
  • Category: Et cetera