Regulatory Reporting Manager

11 Feb 2025

Vacancy expired!

Position Responsibilities/Duties:
  • Oversees the preparation, and review of BHC regulatory reports inclusive of the FR Y-9C, FFIEC009, FRY 11, TIC reports, and all other US department of Commerce report including performing related substantiation and variance analysts.
  • Interact and work with the group companies/data providers within the firm to ensure integrity of the data, reconcile difference and perform regulatory calculation.
  • Continue to improve the process control effectiveness of the BHC regulatory reports.
  • Maintain and update EUC procedure and inventory list and the desk procedures manual to reflect changes in regulatory requirements.
  • Ensure accurate and timely submission of all regulatory reports to the regulators.
  • Adhere to various control procedures and edit checks to ensure integrity of reported financial results.
  • Support/participate in regulatory reporting examinations, internal and external audits.
  • Develop and maintain effective partnerships with all stakeholders on regulatory related issues to support BHC regulatory reports enhancement projects and work with team to participate in end user testing.
  • Keeping abreast of all the regulatory changes related to regulations that is impacting BHC regulatory reports.
  • Perform impact analysis for all the new products for the BHC regulatory reports
  • Responsible to implement latest quarterly maintenance release into Reg-Reporter/Axiom application
  • Able to multitask efficiently and effectively

Experience/Knowledge Requirements
  • Strong knowledge of BHC (e.g. FRY 9C and FFIEC009/009a reports) regulatory reporting requirements and report preparation
  • Minimum of 7 - 10 years knowledge and experience in the preparation of regulatory reports of financial institutions
  • Strong work ethic and highly motivated individual with outstanding record of professional achievement
  • Strong knowledge on financial products such as derivatives, repo, securities, loans and leases
  • Excellent verbal and written communication skills
  • Knowledge of internal control frameworks
  • Excellent interpersonal skills
  • Strong analytical skills

Required Skills/Abilities
  • Bachelor's Degree in Accounting or Finance is required.
  • CPA or CFA is a big plus.
  • Team- oriented, ability to be proactive in raising concerns, and escalate problems as needed.
  • Strong analytical skills
  • Excel skill set using PivotTables, building formulas, cell formatting, managing large datasets with IF, SUM, VLOOKUP functions and building charts and graphs
  • Proficiency in Alteryx or Power BI is preferred.

  • ID: #49143265
  • State: New Jersey Jerseycity 07097 Jerseycity USA
  • City: Jerseycity
  • Salary: $70 - $80
  • Job type: Contract
  • Showed: 2023-02-11
  • Deadline: 2023-04-04
  • Category: Et cetera