Operations Consultant - I (Hybrid)

04 Jul 2024

Vacancy expired!

Job Description: Job Description:Minimum experience 0-2 years• Support Eagle's Personal Securities Trade monitoring and legal disclosures policies• Manage annual attestation and certifications processes• Proactively identifying and resolving regulatory risks and issues that may arise during monitoring daily activities. Providing support and training to field relating to these areas of responsibility.•supporting RSO manager with internal and external reporting•supporting regulatory projects and initiatives as needed.•Analytical thinker who can provide practical and commercially minded solutions to mitigate risk.•Collabortive mindset and effective communicator.•Intellectual rigor and curiosity.•Independent and self-directed professional.•business or compliance experience with a broker-dealer, registered investment adviser, or financial services company or related experience preferred.•Microsoft Office proficient

  • ID: #43817290
  • State: New York New york city 10001 New york city USA
  • City: New york city
  • Salary: Depends on Experience
  • Job type: Contract
  • Showed: 2022-07-04
  • Deadline: 2022-08-26
  • Category: Et cetera