Regulatory Programs Consultant

Regulatory Programs ConsultantPay: $53-$56 an hourHours: 8:00am-5:00pm - 3 days in office and 2 days from homeOverview:This is an exciting opportunity to work on the Regulatory Oversight team to design, implement and manage programs for key regulations across the Compliance Department Americas Division ("CPAD"). This role involves working cross-functionally with both first and second lines of defense to comprehensively manage key regulatory risks, including, but not limited to, Mandatory Time Away / Mandatory Leave, Volcker, Regulation W, Japanese Firewall, and other key regulatory areas. - Familiarity with other applicable U.S. banking and/or securities and swap dealer laws, rules and regulations is required. Additionally, a risk management / internal control mindset to apply and assess risk identification/mitigation is essential. This job is performed in a secured bench seating office environment, using standard office equipment (i.e., desktops, phone, etc.)Job Description:

Assist with design and implementation of compliance oversight over regulatory programs.

Collaborate with various teams to review, analyze, and assess existing processes to identify areas where centralized oversight or additional controls may be required.

Manage the inventory of regulatory programs and conduct periodic analysis to identify and implement new programs as required.

Document and maintain policies and procedures related to regulatory programs.

Prepare presentation materials for various risk management committees.

Assist with tracking and remediation of open issues in areas of regulatory risk.

Use MS Excel to compile and summarize regulatory programs data received from various sources.

Skills Needed:

Minimum of 5 years of prior regulatory, compliance, and/or risk management experience

Financial services experience with knowledge of banking, securities, and/or swap dealer products preferred

Volcker Rule: understands it and has implemented policies and procedures around it

Comprehensive understanding of securities, banking and swap dealer products

Expert at utilizing Microsoft Suite

Bachelor’s Degree required

About Aston Carter:

Please Note: Scammers are posing as Aston Carter. We'll never contact you via Gmail, Telegram, or WhatsApp and we'll never solicit money from you.At Aston Carter, we’re dedicated to expanding career opportunities for the skilled professionals who power our business. Our success is driven by the talented, motivated people who join our team across a range of positions – from recruiting, sales and delivery to corporate roles. As part of our team, employees have the opportunity for long-term career success, where hard work is rewarded and the potential for growth is limitless.Established in 1997, Aston Carter is a leading staffing and consulting firm, providing high-caliber talent and premium services to more than 7,000 companies across North America. Spanning four continents and more than 200 offices, we extend our clients’ capabilities by seeking solvers and delivering solutions to address today’s workforce challenges. For organizations looking for innovative solutions shaped by critical-thinking professionals, visit AstonCarter.com. Aston Carter is a company within Allegis Group, a global leader in talent solutions.The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.If you would like to request a reasonable accommodation, such as the modification or adjustment of the job application process or interviewing process due to a disability, please call 888-237-6835 or email astoncarteraccommodation@astoncarter.com (%20astoncarteraccommodation@astoncarter.com) for other accommodation options. However, if you have questions about this position, please contact the Recruiter located at the bottom of the job posting. The Recruiter is the sole point of contact for questions about this position.