Risk & Control Analyst (Regulatory/Operations)

Software Guidance & Assistance
Raleigh / durham / CH, NC
26 Nov 2024

Vacancy expired!

Software Guidance & Assistance, Inc., (SGA), is searching for a Risk and Control Analyst (Regulatory / Operations) for a Contract assignment with one of our premier Financial Services clients in Raleigh, NC. Responsibilities :

  • Maintain and contribute to the enhancement of governance and control frameworks, ensuring adherence to bank-wide standards and documentation requirements
  • Review and challenge by conducting independent Quality Assurance reviews to assess effectiveness of controls, documentation completeness and adherence to Control frameworks
  • Perform and at times lead Ad-hoc assurance / deep-dive reviews with a risk and control based approach, covering relevant topics and in response to high-risk areas or important themes. The candidate needs to be able to work autonomously on reviews from planning to completion / reporting
  • Support governance activities related to the Controls & Oversight function to facilitate related reporting to Senior Management and a broader group of stakeholders
  • Maintain and prepare governance and control documentation (such as policies, procedures, manuals etc.) to ensure standardization, quality, consistency, and traceability and adherence to firm wide standards
  • Contribute to the development and production of ad-hoc reports and presentations as needed
  • Drive improved risk awareness and culture through targeted training and communications, leveraging existing materials and enhancing through limited investment as needed. Supplement with innovative ways to help risk understanding
  • Support the development and implementation of control monitoring and reporting across the firm and at times lead projects and initiatives
  • Maintain, and over time propose improvements to, existing MI reporting structure
  • Partner with other control program functions across the Bank to ensure consistency, fit for purpose and to drive positive cultural change.
  • Act as an SME in relation to Controls Framework
Required Skills :
  • Minimum of 5 yrs. of experience in Operational Risk and Control (e.g. Audit, Consulting, 2nd Line of Defense),
  • A Degree in Business, Finance, or Accounting/Auditing discipline.
  • Strong MS Office skills with a high level of technical proficiency.
  • Strong understanding of spreadsheet design and use of pivot tables to support MI reporting done in various forms, including PowerPoint
  • Experience in one of the following area such as Product Control, Operations or Financial Accounting
Preferred Skills :
  • Further relevant qualifications such as CPA, CIA or MBA desirable
SGA is a technology and resource solutions provider driven to stand out. We are a women-owned business. Our mission: to solve big IT problems with a more personal, boutique approach. Each year, we match consultants like you to more than 1,000 engagements. When we say let's work better together, we mean it. You'll join a diverse team built on these core values: customer service, employee development, and quality and integrity in everything we do. Be yourself, love what you do and find your passion at work. Please find us at https://sgainc.com . EEO Employer: Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status.